One of the UKs largest banks with an international presence are currently looking for an experienced Compliance Manager to work within their Coventry team in Warwickshire. The bank boasts a variety of different products such as commercial banking, retail banking, local business banking, corporate banking, trade finance, treasury and much more. They are market leaders within all banking sectors and are continually looking to expand their business.
As a Compliance Manager you will be responsible for the following:
- Ensuring the Regulatory Affairs & Policy Co-ordination Unit within UK Banking is seen as a "centre of excellence" for all statutory and voluntary regulatory matters. It is essential to have a good understanding and appreciation of statutory and voluntary rules and regulations as they apply to UK Banking, for example in respect of FSA M(COB), I(COB), outsourcing and complaints and BCSB.
- The jobholder will be a subject matter expert on the regulatory rules and requirements of their Technical Team and will work closely with the business to ensure all bank activity/changes and projects within UK Banking operate and are set up appropriately.
- The jobholder will liaise closely with the Head of Technical team and Compliance Partners to ensure the SBUs within UK Banking are provided with the appropriate advice and technical support.
- The jobholder will be responsible for enhancing the compliance "Culture" within the organisation by developing in conjunction with the Head of Technical and Compliance Partners effective relationships with key business areas within UK Banking.
- Communicate regulatory change in a clear, focused, logical and easy to follow manner, whether as business as usual or when contributing to special projects.
Skills Required
- Working knowledge of UK Banking, including it's structure, it's products, systems and staff, including outsourced facilities.
- Detailed knowledge of regulatory rules and requirements both statutory and voluntary
- A wide experience and understanding of the banking and insurance industry
- Previous compliance experience (minimum 2 years) within a commercial compliance function, the Regulator or a specialist consultancy.
- One or more of: CeMap, CeFA, FPC, CeRGI, CeRCC